FINANCIAL RECORD KEEPING REGULATORY COMPLIANCE

Brand Owner (click to sort) Address Description
FINANCIAL LEADERSHIP ALLIANCE Financial Leadership Alliance Inc. 2801 Highway 280 South Birmingham AL 35223 financial record-keeping for regulatory compliance and customer management purposes; advertising and marketing; recruitment services in the field of independent agents for marketing and selling insurance and annuities, financial planning and financial products;Providing an interactive website featuring technology that allows users to enter, access, store and synthesize information and generate reports for use in customer transactions;
PREMIER POLITICAL COMPLIANCE Premier Political Compliance, Inc. 1032 15th Street, N.W., Suite 247 Washington DC 20005 Financial record-keeping for regulatory compliance purposes; Bookkeeping services related to regulatory reporting and campaign finance compliance; Tracking and monitoring campaign finance related receipts and disbursements for others for legal and regulatory compliance purposes; Advisory services relating to business management and business operations for legal and regulatory compliance purposes; Offering business management assistance in the establishment and/or operation of federal, state, and local political committees and nonprofit entities; Preparation and filing of campaign finance reports with federal, state, and local regulatory agencies for others; Tracking and reporting of political independent expenditures for others;Regulatory compliance consulting in the field of campaign finance, regulatory audits, tax preparation, and operations management; Reviewing standards and practices to assure compliance with campaign finance laws and regulations; Tracking and monitoring regulatory requirements in the field of campaign finance for regulatory compliance purposes; Regulatory compliance auditing; Research and advisory services relating to compliance with federal, state, and local campaign finance laws and regulations; Disclosure reporting and compliance services;
 

Where the owner name is not linked, that owner no longer owns the brand

    
Technical Examples
  1. A method of facilitating a money transfer to a region for which compliance with a requirement requires execution of a document. The method includes receiving transaction information at a host computer system from a transaction processing device at a transaction origination location. The transaction information relates to a money transfer to the region. The method also includes storing at least a portion of the transaction information as a money transfer record. The record includes a field whose value indicates the status of compliance with the requirement. The method also includes receiving an image of at least a portion of the document, evaluating the document to determine whether the document evidences compliance with the requirement, setting the value of the field to indicate compliance with the requirement, and completing the money transfer, upon request or a recipient, if the value of the field indicates compliance with the requirement.