BROADRIDGE SECURITIES PROCESSING SOLUTIONS, INC.

ASPIRE

Providing temporary use of online non-downloadable computer software in the field of financial services for use by financial product sales executives in contact management, order management, account management, portfolio management, real-time securities pricing, bond calculations, and commission calculations;

CNESS

Administrative order processing services in the field of securities trading, namely, directing orders for securities trades by means of computer software which tracks, routes, transmits, and manages orders for brokerage firms, and distributing related user manuals in connection therewith;

CROSS NETWORK EXECUTION SUPPORT SYSTEM

Administrative order processing services in the field of securities trading, namely, directing orders for securities trades by means of computer software which tracks, routs, transmits, and manages orders for brokerage firms, and distributing related user manuals in connection therewith;SYSTEM;

FINANCEPRO

Computer software for use in processing fixed income trades;

FUNDMAKER

Providing information concerning mutual funds for financial managers and brokers via an Internet website;FUND MAKER;Providing temporary use of online non-downloadable software for use by financial managers and brokers for the automation of mutual fund information sheets, including creating, editing, approving, and distributing information concerning mutual funds;

GLOBAL PROXY

business management and consultation services, namely, managing and processing shareholder proxy voting;PROXY;

ICS ONE

Publication of newsletters, brochures, reports, and regulatory documents containing financial, regulatory, and marketing information for others;Business management services, namely, management and processing of shareholder proxy voting;

ILEX

Providing temporary use of non-downloadable software that enables financial managers and brokers to compile the content of informational packets and place orders for the print production and dissemination of the material;

ONE WORLD ONE SOLUTION

AUTOMATED SECURITIES BROKERAGE;1 WORLD 1 SOLUTION;

ONE WORLD ONE VOTING SOLUTION

Business management services, namely, management and processing of shareholder proxy voting by means of the Internet;

POSTEDGE

providing investment brokerage information and securities transaction processing services by means of a global computer network;POST EDGE;

PROVISOR

Computer software that enables automated order entry, portfolio management, contact management, and access to real-time market data by banks and brokerages;

PROXY PLUS

providing management and processing of shareholder voting; providing regulatory and marketing information to shareholders;PROXY;

PROXYDISCLOSURE

PROXY DISCLOSURE;Providing temporary use of online non-downloadable software in the field of business management services, namely, management processing and reporting of shareholder voting information, fund specific voting and account level voting, account details for vote auditing, and complete institutional voting history;

QUICKVOTE

QUICK VOTE;Collection of shareholder votes by means of telephone solicitors;

REORGPLUS

INVESTMENT COMMUNICATIONS SERVICES FOR SECURITIES BROKERS AND DEALERS, NAMELY, PROVISION OF INFORMATION TO SHAREHOLDERS CONCERNING TENDER OFFERS AND OTHER INVESTMENT OFFERING, DISSEMINATED VIA MAILINGS;

SHARELINK

SHARE LINK;providing management and processing of shareholder voting; providing regulatory and marketing information to shareholders;

STREETLINK

STREET LINK;business information services, namely, providing corporate information to shareholders and others;

TRADE ANYTHING ANYWHERE

COMPUTER PROGRAMS FOR USE IN CONNECTION WITH TRADING COMMODITIES, FUTURES, OPTIONS, EQUITIES, DEBT INSTRUMENTS AND FOREIGN EXCHANGE;

TRADE ANYTHING ANYWHERE ANYTIME

COMPUTER SOFTWARE FOR TRADING COMMODITIES, FUTURES, OPTIONS, EQUITIES, DEBT INSTRUMENTS AND FOREIGN EXCHANGE;

TRADE ANYTHING ANYWHERE ANYTIME

Providing temporary use of non-downloadable software to investment brokers for use in automated electronic trade entry, trade processing, transaction reporting, and accounting;

TWILL

Computer services, namely, creating an on-line community for registered users in the financial services industry to share information regarding public securities they wish to borrow or lend;