Canaccord Financial Inc.

TO US THERE ARE NO FOREIGN MARKETS

(Based on Section 44(e)) Providing online nondownloadable electronic publications, namely, reports and video presentations, slide show presentations, webinar presentations in the field of investments, equity and debt securities, corporate finance; Providing online non-downloadable electronic publications, namely, reports and video presentations, slide show presentations, webinar presentations in the field of portfolio management, insurance brokerage and estate planning;(Based on 44(e)) (Based on Use in Commerce) Electronic downloadable publications, namely, reports and slide show presentations, video presentations in the field of investments, equity and debt securities, corporate finance; Electronic downloadable publications, namely, reports and slide show presentations, video presentations in the field of portfolio management, investment brokerage and estate planning;(Based on 44(e)) (Based on Use in Commerce) Printed publications, namely, reports and slide show presentations in the field of investments, equity and debt securities, corporate finance; Printed publications, namely, reports and slide show presentations in the field of portfolio management, insurance brokerage and estate planning;(Based on 44(e)) (Based on Use in Commerce) Investment dealer services, namely, dealing in securities as a market maker and in trading commodities, securities, options, futures, equities and fixed income products in the US and overseas markets; Acting as a broker and dealer of equity and debt securities; Financial trading services, namely, trading of commodities, securities, options, futures, equities and fixed income products; Acting as a broker and dealer of foreign exchange of currencies; Underwriting equity and debt securities; Financial advisory services relating to corporate finance, restructuring, mergers and acquisitions and including financial analysis and opinions; Financial and investment research services; Financial and investment counseling services; Insurance brokerage services; Estate planning services; Financial Asset and wealth management services; Investment consultation services; Investment brokerage services; Financial Portfolio management services; Provision of information relating to financial and investment matters;