CETERA FINANCIAL HOLDINGS, INC.

1040 PROSPECTOR

Educational services, namely, seminars, workshops and classes regarding financial services products, sales and practice management in the fields of financial services, investment services, brokerage account services, estate planning and insurance brokerage services;ONE THOUSAND FORTY PROSPECTOR;Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; providing information in the fields of finance and investments; providing information in the field of brokerage account services; providing information in the fields of estate planning and insurance brokerage services; providing a website featuring information pertaining to financial services reports for financial services representatives;1040;Providing temporary use of on-line non-downloadable software for accessing and creating reports relating to federal tax returns;

ADVICE-CENTRIC EXPERIENCE

Temporary use of on-line non-downloadable computer software, web-based software applications, platform as a service (PAAS) featuring computer software platforms in the field of financial services, namely, for providing risk management, financial information, financial management, securities trading, investment management services, and retirement planning;

ADVICE-CENTRIC EXPERIENCE

Financial services, namely, securities broker-dealer services, fee-based financial planning services, financial and investment advisory services for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments;

ADVICEARCHITECT ECOSYSTEM

Computer software and mobile applications for use by others in rendering financial services, namely, software for collecting, analyzing, organizing, storing and transmitting data and information in the fields of financial risk management, financial management and investment management; computer software and mobile applications used in connection with financial services, namely, software for collecting, analyzing, organizing, storing and transmitting data and information in the fields of personal financial planning, personal financial management, personal investment management, and retirement planning;ADVICE ARCHITECT ECO SYSTEM;ECOSYSTEM FOR INTERNATIONAL CLASSES 9 AND 42;

ADVICEWORKS

Computer software and mobile applications, namely, for use in managing, storing, analyzing, aggregating and transmitting financial account information in the fields of retirement planning and financial planning; Computer software and mobile applications for collecting, analyzing, organizing, storing and transmitting data and information in the field of retirement planning; Computer software and mobile applications for collecting, analyzing, organizing, storing and transmitting account data and information; Computer software and mobile applications for financial account data aggregation;ADVICE WORKS;

ADVICEWORKS

ADVICE WORKS;Business management services for professionals in the fields of clearing and trading for investment transactions; Business management services for professionals in the field of retirement planning; Data management services for use in electronic data aggregation and storage for professionals in the fields of retirement planning and financial planning; Providing online marketing information for others in the field of retirement planning;Temporary use of on-line non-downloadable computer software, web-based software applications, software platforms, namely, for use in managing, storing, analyzing, aggregating and transmitting financial account information in the fields of retirement planning and financial planning; Temporary use of on-line non-downloadable computer software, web-based software applications, software platforms for collecting, analyzing, organizing, storing and transmitting data and information in the field of retirement planning; Temporary use of on-line non-downloadable computer software, web-based software applications, software platforms for collecting, analyzing, organizing, storing and transmitting account data and information; Temporary use of on-line non-downloadable computer software, web-based software applications, software platform for financial account data aggregation;

BIGGER DREAMS. BETTER SOLUTIONS.

Financial services, namely, securities broker-dealer services, fee-based financial planning services, financial and investment advisory services for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments;Business management services for professionals in the fields of clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, and for technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors;

C

The mark consists of four interlocking letter C designs in a cross-like shape with a square in the center.;Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services;CETERA;Color is not claimed as a feature of the mark.;Business management services for professionals in the fields of clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors;