Commonwealth Equity Services, Inc.

CLIENT-FORWARD

Investment brokerage and insurance brokerage services; and investment and financial management and advice;

COMMONWEALTH ADVISOR'S CHOICE

Computer software for use in the financial services industry, namely contact manager software that enables independent securities brokers and/or investment advisors authorized to sell securities through Applicant's brokerage firm to enter, manage and track customized business-related and personal information associated with existing and prospective customers;

COMMONWEALTH FN

INVESTMENT BROKERAGE AND INSURANCE BROKERAGE SERVICES; AND PROVIDING INVESTMENT, FINANCIAL, ASSET AND INSURANCE MANAGEMENT ADVICE; PROVIDING FINANCIAL PRACTICE MANAGEMENT SERVICES AND OPERATIONAL SUPPORT; AND PROVIDING INFORMATION IN THE FINANCIAL FIELD VIA A GLOBAL COMPUTER NETWORK;COMMON WEALTH FN;FN;

COMMUNITY LINK

Providing securities and financial account information on a limited and secure basis to authorized securities brokers and account representatives, and other authorized persons; providing indexed and classified financial market information, securities quotes, financial news stories and professional financial reference materials on a limited basis to securities brokers, account representatives, and other authorized persons;

LET IT GROW.

investment brokerage and insurance brokerage services; and providing investment, financial and insurance management advice;

LIFE IS LONG PLAN FOR IT.

investment brokerage and insurance brokerage services; and providing investment, financial and insurance management advice;

PRACTICE360

PROVIDING CLIENT SECURITIES AND FINANCIAL ACCOUNT INFORMATION ON A LIMITED AND SECURE BASIS TO AUTHORIZED SECURITIES BROKERS AND ACCOUNT REPRESENTATIVES;PRACTICE 360;PROVIDING TEMPORARY USE OF NON-DOWNLOADABLE COMPUTER SOFTWARE BY AUTHORIZED SECURITIES BROKERS AND ACCOUNT REPRESENTATIVES FOR VIEWING FINANCIAL ACCOUNT DATA AND RELEVANT NON-FINANCIAL INFORMATION ABOUT THEIR CLIENTS' HOLDINGS AND FINANCIAL POSITION, AND FOR CONDUCTING ALL CLIENT-BASED WORKFLOW FROM ONE CENTRAL LOCATION;

PREFERRED P RTFOLIO SERVICES

investment brokerage and insurance brokerage services; and providing investment, financial and insurance management advice;PORTFOLIO SERVICES;

PRO ON THE GO

PROVIDING MULTIPLE-USER ACCESS TO A GLOBAL COMPUTER INFORMATION NETWORK;

PRO ON THE GO

PRINTED PUBLICATIONS, NAMELY, MAGAZINES AND NEWSLETTERS PROVIDING A WIDE RANGE OF INFORMATION OF INTEREST TO PROFESSIONALS IN THE FINANCIAL FIELD;TELEPHONE INFORMATION SERVICE FEATURING INFORMATION ON A WIDE VARIETY OF TOPICS OF GENERAL INTEREST TO PROFESSIONALS IN THE FINANCIAL FIELD;

RIA-ONLY DOESN'T MEAN RIA ALONE

Investment advisory services; providing investment, financial and financial asset management advice; financial planning and financial consulting services;Providing centralized business support for a network of independent investment advisors, namely, centralized account billing, preparation and dissemination of periodic asset-holdings statements, and preparation and dissemination of market reports; providing marketing support for independent investment advisors, by creating and designing web-based and paper-based promotional materials for dissemination by independent investment advisors to their clients and supplying paper-based marketing materials for dissemination by independent investment advisors to their clients; providing investment market research support and analysis for independent investment advisors;Providing regulatory compliance support to independent investment advisors, namely, compliance consulting services that assist investment advisors in ensuring that they are operating within federal and state securities and investment advisor-related laws and regulations;

THE INDEPENDENT CHOICE

INVESTMENT BROKERAGE AND INSURANCE BROKERAGE SERVICES; AND PROVIDING INVESTMENT, FINANCIAL, ASSET AND INSURANCE MANAGEMENT ADVICE; PROVIDING FINANCIAL PRACTICE MANAGEMENT SERVICES AND OPERATIONAL SUPPORT; AND PROVIDING INFORMATION IN THE FINANCIAL FIELD VIA A GLOBAL COMPUTER NETWORK;