Morningstar, Inc.

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Financial and investment services;The certification mark, as used by authorized persons, certifies that said financial and investment services satisfy certain performance and risk criteria as set forth in certifier's standards.;

401(K) 400

computer software for analyzing financial and investment information;financial and investment information provided by electronic means;401 (K);

ANNUITY INTELLIGENCE REPORT

Providing information in the field of annuity products, namely, product guides featuring information regarding analysis and summaries of annuity contracts;ANNUITY AND REPORT;

BEFORE YOU INVEST, INVESTIGATE

financial and investment information provided by electronic means;BEFORE YOU INVEST INVESTIGATE;

DEALVIEW

Providing on-line publications in the nature of reports in the field of structured finance securities, featuring credit research, analysis, ratings and reports;DEAL VIEW;Preparation of reports relating to finance and investments, in the field of structured finance securities, featuring credit research, analysis and ratings; Preparing financial reports for others, in the field of structured finance securities, featuring credit research, analysis and ratings;

FINAMETRICA

Financial and monetary affairs namely analysis, assessment and evaluation of financial risk tolerance; financial planning; financial advising; financial analysis, assessment and evaluation services; analysis, assessment and evaluation of financial risk; financial risk profiling services; providing information in the fields of financial planning, financial advising, financial analysis, assessment and evaluation services, analysis, assessment and evaluation of financial risk and financial risk profiling;Psychological and psychometric analysis assessment, evaluation and testing services relating to financial risk tolerance;

FUNDTOOLS

software used to analyze financial investments;FUND TOOLS;

MORNINGSTAR

financial investment publications recorded in electronically readable formats;printed publications; namely, newsletters regarding financial investments, and financial investments reports;

MORNINGSTAR

EDUCATIONAL SERVICES, NAMELY, CONDUCTING CLASSES, SEMINARS, WORKSHOPS AND CONFERENCES IN THE FIELD OF FINANCE AND INVESTMENTS;computer software for analyzing financial and investment information;MORNING STAR;financial and investment information provided by electronic means;

MORNINGSTAR

Educational services, namely, conducting classes, seminars, workshops and conferences in the field of finances and investments;computer software for analyzing financial and investment information;books, newsletters, reports, magazines, newspapers, pamphlets and manuals regarding financial and investment information;MORNINGSTAR;financial and investment information provided by electronic means;

MORNINGSTAR ASCENT

computer software to analyze financial investments;MORNING STAR ASCENT;

MORNINGSTAR.COM

financial and investment information provided by electronic means;MORNING STAR COM;

MORNINGSTAR.NET

financial and investment information provided by electronic means;MORNING STAR.NET;

MORNINGSTARADVISOR.COM

MORNING STAR ADVISOR COM;dissemination of advertising and marketing materials for others in the field of finance and investment products and services via a global computer network and other electronic means;

OWNERSHIP ZONE

Printed publications, namely, books, newsletters, reports, pamphlets and flip-charts related to the field of finance and investment services;Providing financial and investment information; financial advisory services in the nature of investment research, portfolio construction and analysis and portfolio management;Computer services, namely, providing on-line books, newsletters, reports, magazines, pamphlets and articles regarding financial and investment information via a global computer network and other electronic means;

PORTFOLIO X-RAYS

financial and investment information provided by electronic means;PORTFOLIO;

PRINCIPIA

software used by financial intermediaries to analyze financial investments;

QUICKTAKE

financial and investment information provided by electronic means;QUICK TAKE;

RIGHTPOND

Providing a database featuring information concerning retirement plans and retirement plan service providers;RIGHT POND;Providing temporary use of on-line non-downloadable software and applications for searching, analyzing, and evaluating information concerning retirement plans and retirement plan service providers;

STOCKTOOLS

software used to analyze financial investments;STOCK TOOLS;

SUITABILITYPRO

Computer software for generating risk profiles for individuals; Computer software for generating financial plans for individuals; Computer software for monitoring the implementation of financial plans for individuals, and for recommending strategies based on the risk profile of the individual;SUITABILITY PRO;Personalized investment counselling; personalized risk assessment services;Software as a service (SAAS) services featuring software for generating risk profiles for individuals; Software as a service (SAAS) services featuring software for generating financial plans for individuals; Software as a service (SAAS) services featuring software for monitoring the implementation of financial plans for individuals and the performance of financial products, namely, investments, insurance, and loans, and for providing notifications and recommendations based on an analysis of monitored implementation and performance;

TOTAL REBALANCE EXPERT

Providing temporary use of non-downloadable computer software for financial management in the field of investment management;

TRX

Providing temporary use of non-downloadable computer software for financial management in the field of investment management;