National Association of Securities Dealers, Inc.

CEP THE SECURITIES INDUSTRY CONTINUING EDUCATION PROGRAM

educational services, namely, the development and promotion of continuing education programs for securities professionals;

CORNERSTONE

training in the use of computer software in the field of securities industry and securities regulation;computer software and pre-recorded video tapes in the field of securities industry and securities regulation;printed instructional, educational, and teaching materials in the field of securities industry and securities regulation;CORNER STONE;

ENABLING TOMORROW'S MARKETS TODAY

Computer mouse pads;Advertisement and printed materials, namely, banners, pamphlets, information brochures, notecards, stationery and technical documentation, all in the field of securities regulation, computer programming, computer software design and technical support; pens;Clothing, namely, shirts, sweatshirts, jackets, visors and hats;ENABLING TOMORROWS MARKETS TODAY;Technical support services, namely, troubleshooting of computer hardware and software problems via telephone, e-mail, and in person;

INFORMM

computer programs for access to securities, fixed income and derivative product trading data and other securities information;

MARKET OF MARKETS

Financial services, namely, the provision of financial information in the nature of market trade and quotation information for securities, fixed income instruments, namely, bonds, derivatives, namely, options, warrants and swaps; and securities trading support services, namely, trade comparison, collection, processing, tabulation, distribution, negotiation and execution of trades, securities brokerage services, securities indices services, and securities analyzing services;

MARKET OF MARKETS

Printed materials, namely magazines, newsletters, newspaper articles, brochures, pamphlets, annual reports, press releases, leaflets and instructional manuals in the field of an alliance of global markets, securities regulation and financial services;Providing business information and consultation in the field of transactional alliances among securities markets, a global trading platform connecting markets and investors worldwide, facilitating the global trading of both US and non-US securities;

MEMBERSHIP ON YOUR SIDE

promoting the sale of computer reports and information to NASD members;

NASD

printed matter, namely manuals, magazines, newsletters, brochures, pamphlets and leaflets concerning regulations and requirements pertaining to the securities industry;

NASD

Printed materials, namely, manuals, magazines, newsletters, brochures, pamphlets, leaflets and printed instructional materials in the field of securities;NATIONAL ASSOCIATION OF SECURITIES DEALERS INC;

NASD DISPUTE RESOLUTION AN NASD COMPANY

publications, namely, books, magazines, brochures and pamphlets in the field of dispute resolution services and procedures;NATIONAL ASSOCIATION OF SECURITIES DEALERS DISPUTE RESOLUTION AN NASD COMPANY;DISPUTE RESOLUTION AND COMPANY;providing dispute resolution services for the financial services industry;

NASD MEDIASOURCE

mail order catalogs featuring booklets, manuals, audio and video tapes and compact discs dealing with the securities and investment industry;NASD MEDIA SOURCE;

NASD MEDIASOURCE

arranging of subscriptions for the publications of others;

NASDAQ

securities, fixed income, and derivatives market trade and quotation information; negotiation and/or execution services; trading support services in the securities business, including; trade comparison, collection, processing, tabulation, distribution, and transmittal of electronic securities market quotations, trade reports, and associated information respecting securities broker/dealers, representatives, or issuers; classification of securities, broker/dealers, associated persons, or issuers; creation, distribution, and updating of standardized securities indices and sub-indices; data management computer services for securities quotations, trade reports, and related securities information; communications networks for collection and transmittal of securities information; collection, processing, distribution, and transmittal of securities tables, compilations, data, listings of information related to electronic securities market activity; speaker's bureaus and forums; creation and distribution of bulletins, press releases, newsletters, magazines, brochures, books, manuals, user guides, audio/visual works, and computer works related to securities quotation, trade reporting, and associated services and securities broker/dealers, associated persons, or issuers;

NASDAQ

Printed materials, namely, manuals, magazines, newsletters, brochures, pamphlets, leaflets and printed instructional materials in the field of securities;

NASDAQ COMPOSITE

providing and updating an index of securities values; securities, fixed incomes, and derivatives,; classification, analysis and reporting services;

NASDAQ INDUSTRIAL

providing and updating an index of securities values; securities, fixed incomes, and derivatives; classification and reporting services;

NASDAQ STOCK MARKET

NASDAQ; Q;STOCK EXCHANGE PRICE QUOTATION SERVICES;STOCK MARKET;THE LINING SHOWN IN THE DRAWING IS A FEATURE OF THE MARK AND IS NOT INTENDED TO INDICATE COLOR.;

NASDAQ STOCK MARKET

securities, fixed income, and derivatives market trade and quotation information; negotiation and/or execution services; trading support services in the securities business, including; trade comparison, collection, processing, tabulation, distribution, and transmittal of electronic securities market quotations, trade reports, and associated information respecting securities broker/dealers, representatives, or issuers; classification of securities, broker/dealers, associated persons, or issuers; creation, distribution, and updating of standardized securities indices and sub-indices; data management computer services for securities quotations, trade reports, and related securities information; communications networks for collection and transmittal of securities information; collection, processing, distribution, and transmittal of securities tables, compilations, data, listings of information related to electronic securities market activity; speaker's bureaus and forums; creation and distribution of bulletins, press releases, newsletters, magazines, brochures, books, manuals, user guides, audio/visual works, and computer works related to securities quotation, trade reporting, and associated services and securities broker/dealers, associated persons, or issuers;

NASDAQ THE WAY A STOCK MARKET OUGHT TO BE

BE;STOCK EXCHANGE PRICE QUOTATION SERVICES;

NASDAQ TIER 1

Securities Analysis, Classification and Reporting Services;TIER 1;

NASDAQ/NMS

NASDAQ NMS;Securities Analysis, Classification and Reporting Services;

NASDAQ/NMS COMPOSITE

financial services; namely, providing and updating an index of securities values; securities, fixed incomes (such as bonds), and derivative products (such as options, warrants and swaps); and classification, analysis and reporting thereof;COMPOSITE;

NASDAQ/NMS INDUSTRIAL

financial services; namely, providing and updating an index of securities values; securities, fixed incomes (such as bonds), and derivative products (such as options, warrants and swaps); and classification, analysis and reporting thereof;INDUSTRIAL;

NASTECH

Ornamental lapel pins;Mugs and drinking glasses;

NASTECH

Printed materials, namely manuals, magazines, newsletters, brochures, pamphlets, leaflets and instructional materials, all in the fields of computer programming, computer software design, and technical support; stationery paper and pens;NAS TECH; NATIONAL ASSOCIATION OF SECURITIES TECH;Computer programming; computer software design for others; and technical support services, namely troubleshooting of computer hardware and software problems via telephone, electronic mail and in person;

NASTRAQ

computer programs for access to securities, fixed income, and derivative product trading data and other securities information;

OTC BULLETIN BOARD

stock market quotation and execution services;OTC;

PROCTOR

answer sheets and application forms for training, testing and certification of professional and employment skills and abilities;

SECURITIES INDUSTRY REGULATORY AUTHORITY

Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; testing and examination of brokerage firms and their employees;Computer software databases and computer software used to access online databases containing licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; audio and video tapes, podcasts, CDs and DVDs with information related to securities, equities and financial investments;Printed matter, namely, manuals, magazines, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; regarding grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; calendars; notepads; pens;Lapel pins and watches;Providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; development of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; monitoring securities markets around the world to determine compliance with regulations; assisting securities and investment firms to assess disaster recovery plans; creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades; providing grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education;Consulting services for others, namely, evaluating securities market risks and providing risk management recommendations; providing analysis of securities market regulations, management, and operations; providing advice regarding the structure and regulation of securities markets; providing advice regarding the use of technology to enforce securities market regulations and rules; providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, registration of member firms and their employees, investment advisors and individuals and entities within the mortgage industry; arranging of subscriptions for the publications of others; promoting the services of others, namely, advertising and marketing a series of discounted insurance, fiduciary bond, mail delivery and telecommunications services to members; on-line retail stores and mail-order catalog services featuring booklets, manuals, audio and video tapes and compact discs dealing with the securities and investment industry, and featuring clothing, scarves, hats, bags, office supplies and accessories, watches, paper goods and calendars, umbrellas, and coffee mugs; association services, namely, promoting the interests of securities and investment industry professionals; business services, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries;Arbitration, mediation and dispute resolution services;Providing software development services for databases of information in the field of securities regulation, markets, compliance, financial investments, securities firms, broker/dealers, investment advisors and mortgage industry professionals, and rules to govern securities trading activities; development of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; monitoring securities markets around the world to determine compliance with regulations, education, testing and licensing of securities professionals;

SELECTNET

SELECT NET;stock market trade negotiation and/or execution service;

SIRA

Tote bags and umbrellas;Clothing, namely, t-shirts, hats, sweatshirts, jackets, visors and scarves;Mugs and drinking glasses;

SIRA

Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; testing and examination of brokerage firms and their employees;Computer software databases and computer software used to access online databases containing licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; audio and video tapes, podcasts, CDs and DVDs with information related to securities, equities and financial investments;Printed matter, namely, manuals, magazines, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; regarding grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; calendars; notepads; pens;Lapel pins and watches;Providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; development of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; monitoring securities markets around the world to determine compliance with regulations; assisting securities and investment firms to assess disaster recovery plans; creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades; providing grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education;Consulting services for others, namely, evaluating securities market risks and providing risk management recommendations; providing analysis of securities market regulations, management, and operations; providing advice regarding the structure and regulation of securities markets; providing advice regarding the use of technology to enforce securities market regulations and rules; providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, registration of member firms and their employees, investment advisors and individuals and entities within the mortgage industry; arranging of subscriptions for the publications of others; promoting the services of others, namely, advertising and marketing a series of discounted insurance, fiduciary bond, mail delivery and telecommunications services to members; on-line retail stores and mail-order catalog services featuring booklets, manuals, audio and video tapes and compact discs dealing with the securities and investment industry, and featuring clothing, scarves, hats, bags, office supplies and accessories, watches, paper goods and calendars, umbrellas, and coffee mugs; association services, namely, promoting the interests of securities and investment industry professionals; business services, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries;Arbitration, mediation and dispute resolution services;Providing software development services for databases of information in the field of securities regulation, markets, compliance, financial investments, securities firms, broker/dealers, investment advisors and mortgage industry professionals, and rules to govern securities trading activities; development of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; monitoring securities markets around the world to determine compliance with regulations, education, testing and licensing of securities professionals;

SIRA SECURITIES INDUSTRY REGULATORY AUTHORITY

Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; testing and examination of brokerage firms and their employees;Computer software databases and computer software used to access online databases containing licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; audio and video tapes, podcasts, CDs and DVDs with information related to securities, equities and financial investments;Printed matter, namely, manuals, magazines, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; regarding grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; calendars; notepads; pens;Providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; development of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; monitoring securities markets around the world to determine compliance with regulations; assisting securities and investment firms to assess disaster recovery plans; creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades; providing grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education;Consulting services for others, namely, evaluating securities market risks and providing risk management recommendations; providing analysis of securities market regulations, management, and operations; providing advice regarding the structure and regulation of securities markets; providing advice regarding the use of technology to enforce securities market regulations and rules; providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, registration of member firms and their employees, investment advisors and individuals and entities within the mortgage industry; arranging of subscriptions for the publications of others; promoting the services of others, namely, advertising and marketing a series of discounted insurance, fiduciary bond, mail delivery and telecommunications services to members; on-line retail stores and mail-order catalog services featuring booklets, manuals, audio and video tapes and compact discs dealing with the securities and investment industry, and featuring clothing, scarves, hats, bags, office supplies and accessories, watches, paper goods and calendars, umbrellas, and coffee mugs; association services, namely, promoting the interests of securities and investment industry professionals; business services, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries;Arbitration, mediation and dispute resolution services;Providing software development services for databases of information in the field of securities regulation, markets, compliance, financial investments, securities firms, broker/dealers, investment advisors and mortgage industry professionals, and rules to govern securities trading activities; development of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; monitoring securities markets around the world to determine compliance with regulations, education, testing and licensing of securities professionals;

THE NASDAQ-AMEX MARKET GROUP

Provision of financial services to the securities industry, namely the transfer of financial instruments and the circulation of related information and materials;THE NASDAQ AMEX MARKET GROUP;MARKET GROUP;