PERSHING INVESTMENTS LLC

ABC ADVANCED BROKERAGE CONCEPTS

PROVIDING TRAINING IN THE USE AND OPERATION OF COMPUTER SOFTWARE USED TO RECORD SECURITIES TRANSACTIONS;ADVANCED BROKERAGE CONCEPTS;COMPUTER CONSULTATION; COMPUTER PROGRAMMING FOR OTHERS, NAMELY, PROGRAMMING SOFTWARE FOR OTHERS WHICH IS USED TO RECORD SECURITIES TRANSACTIONS;

BOES

on-line trading of securities, on-line financial research, and providing financial information regarding securities trades via the global computer information network, all to customers on a national, customized computer network;computer consultation services, namely, assisting securities brokers and dealers to access and use an on-line securities trading service;

CASHCALL

Financial services, namely an automated telephone system that allows customers to access account information;CASH CALL;

COMMUNITYPATH

COMMUNITY PATH;Banking services; financial analysis and research services; financial information and advisory services; financial advice and consultancy services; financial data analysis; financial information services in the fields of banking, investment management, wealth management, financial planning, financial asset management, and financial risk management and assessment; consulting services in the fields of banking, investment management, wealth management, financial planning, financial asset management, financial risk management and assessment, and trust and estate management; financial data analysis services, namely, integration, aggregation and analysis of financial data, data concerning financial assets, and financial research data; investment advisory services for others; providing financial consultation services to other financial institutions; financial advisory and consultancy services relating to corporate trust services, and securities custody, processing, lending, clearing and execution services; financial transaction services, namely, providing secure payment and money transfer options and permitting account holders to make payment requests; financial services, namely, electronic funds transfer; clearing and reconciling financial transactions;Fund and portfolio accounting, administration and reconciliation of accounts on behalf of others; business management and administration services for others; tax services, namely, tax advisory services; tax and taxation planning, advice, information and consultancy services; data processing services, namely, providing financial data analytics, and integration services to others; financial database management provided for others; accounting services, namely, financial accounting of investment accounts; outsourcing services; outsource service provider in the field of business management of financial institutions;

COMPLIANCEVIEW

COMPLIANCE VIEW;Providing temporary use of non-downloadable software to local securities brokers and dealers to identify potentially restricted or undesirable securities transactions, or to identify other specified types of securities transactions using criteria selected by the customer;

CORESTONE

printed bank checks, checkbook registers, checkbook covers and checking deposit slips; printed publications, namely, investor-targeted brochures and product overview fact sheets; bulletins and newsletters in the field of asset management and investment professional communications;financial services, namely, asset management accounts comprised of checking account services, investment management services, margin lending services, debit and credit card services, and automatic bill paying services for brokerage account assets and assets held in money-market funds and margin accounts;

CORESTONE ACCOUNT

printed bank checks, checkbook registers, checkbook covers and checking deposit slips; printed publications, namely, investor-targeted brochures and product overview fact sheets; bulletins and newsletters in the field of asset management and investment professional communications;financial services, namely, asset management accounts comprised of checking account services, investment management services, margin lending services, debit and credit card services, and automatic bill paying services for brokerage account assets and assets held in money-market funds and margin accounts;ACCOUNT;

CREDITADVANCE

CREDIT ADVANCE;FINANCIAL SERVICES, NAMELY, CONSUMER LENDING SERVICES WITH LOAN SECURED BY THE CUSTOMER'S SECURITIES PORTFOLIO;

EXTREME TECHNOLOGY SOLUTIONS

Financial services and prime brokerage services, namely brokerage and dealer services in securities, bonds, mutual funds, commodities and investment vehicles provided to hedge fund managers and money managers; lending services and financing services in connection with merchant banking transactions and securities transactions; financial and investment management services; financial advisory and consulting services; financial research and information services;TECHNOLOGY SOLUTIONS;

EXTREME TECHNOLOGY SOLUTIONS

Financial services and prime brokerage services, namely brokerage and dealer services in securities, bonds, mutual funds, commodities and investment vehicles provided to hedge fund managers and money managers; lending services and financing services in connection with merchant banking transactions and securities transactions; financial and investment management services; financial advisory and consulting services; financial research and information services;TECHNOLOGY SOLUTIONS;

FUNDCENTER

FUND CENTER;mutual fund investment services;

FUNDSCAN

financial information by electronic means featuring mutual fund data;FUND SCAN;

FUNDVEST

FUND-VEST, FUND INVESTMENT PROGRAM;mutual fund investment services;

FUNDVEST

mutual fund investment services;FUND INVESTMENT;

FUNDVEST 200

mutual fund investment services;FUND VEST 200;

FUNDVEST FOCUS

mutual fund investment services;FUND INVESTMENT FOCUS;

FUNDVEST OFFSHORE

Mutual fund investment services;FUND VEST OFF SHORE;OFFSHORE;

FUNDVIEW

electronic media, namely, pre-recorded floppy disks and CD-ROMs containing mutual fund data;FUND VIEW;providing financial information by electronic means in the nature of floppy disk and CD-ROMs featuring mutual fund data;

HELPING OUR CUSTOMERS GROW THEIR BUSINESS

Financial services, namely securities execution and clearing services, commodities clearing services, and trading operations;

IDEAS WITHOUT LIMITS

CONDUCTING WORKSHOPS, SEMINARS, EXHIBITIONS AND CONFERENCES IN THE FIELDS OF BUSINESS DEVELOPMENT AND BEST PRACTICES METHODS AND PROCEDURES FOR INVESTMENT ADVISORS;[ DOWNLOADABLE ELECTRONIC PUBLICATIONS, NAMELY, NEWSLETTERS AND PERIODICALS FOR USE BY INVESTMENT ADVISORS IN THE FIELDS OF BUSINESS DEVELOPMENT AND BEST PRACTICES METHODS AND PROCEDURES ];PRINTED PUBLICATIONS, NAMELY, NEWSLETTERS, INDEPENDENT STUDIES AND WHITE PAPERS FEATURING BUSINESS DEVELOPMENT AND BEST PRACTICES METHODS AND PROCEDURES FOR INVESTMENT ADVISORS;CONSULTING SERVICES FOR INVESTMENT ADVISORS IN THE FIELDS OF BUSINESS DEVELOPMENT AND BEST PRACTICES METHODS AND PROCEDURES;

INAUTIX

financial securities clearing house services conducted via a computer network;

INFO DIRECT

software for a file transfer system allowing periodic downloading of data;INFORMATION DIRECT;INFO;

INFODIRECT FTP

In the statement, Column 1, line 2, LIMITED LIABILITY JOINT STOCK COMPANY should be deleted, and, LIMITED LIABILITY COMPANY should be inserted.;INFORMATION DIRECT FTP;FTP;Providing temporary use of a computer based, non-downloadable file transfer protocol software application that enables the user to download ASC11 formatted files via the Internet directly to a desktop computer;

INSITE

Education services, namely, conducting conferences, educational exhibitions and symposiums, presentations, training seminars and workshops, all in the field of financial services and best practices for broker dealers and investment advisors;INSIGHT; IN SITE;Conducting trade shows and business conferences in the fields of financial services and best practices for broker dealers and investment advisors;

IPARTNER

Computer software for use by hedge fund customers and other money managers for use in the field of securities trading, research concerning securities and other investment products, and portfolio management;

IPARTNER

Computer software for use by hedge fund customers and other money managers for use in the field of securities trading, research concerning securities and other investment products, and portfolio management;

LOANADVANCE

LOAN ADVANCE;financial services, namely, providing financial and account information by electronic means to registered investment advisors, broker-dealers and managers in the field of financing secured by qualifying investors' securities portfolio;

MANAGED ACCOUNT EXCHANGE

Providing information to financial organizations and their financial advisors regarding external managed account providers;MANAGED ACCOUNT;

MANAGER'S PARTNER

computer software for calculation of fees and sales and account record-keeping by securities brokers and dealers;MANAGERS PARTNER;

NET EXCHANGE CLIENT

OFFERING A WEBSITE OF INVESTMENT RELATED INFORMATION AND LINKS, OFFERED TO LOCAL BROKERS AND THEIR CUSTOMERS, IN THE FIELD OF AUTOMATED SECURITY BROKERAGE AND PROVIDING ON-LINE SECURITIES BROKERAGE;NET EXCHANGE CLIENT;Color is not claimed as a feature of the mark.;CLIENT;

NET EXCHANGE PRO

COMPUTER SOFTWARE FOR SECURITIES BROKERAGE IN THE FINANCIAL MANAGEMENT AND INVESTMENT AND MANAGEMENT INDUSTRIES;OFFERING A WEB SITE OF INVESTMENT RELATED INFORMATION AND LINKS, OFFERED TO LOCAL BROKERS AND THEIR CUSTOMERS, IN THE FIELD OF AUTOMATED SECURITIES BROKERAGE AND PROVIDING ON-LINE SECURITIES BROKERAGE;NET EXCHANGE PRO;Color is not claimed as a feature of the mark.;PRO;

NETEXCHANGE

providing on-line access, to local brokers and their customers, to a national computer network for automated securities brokerage;

NETEXCHANGE ADVISOR

COMPUTER SOFTWARE FOR USE IN PORTFOLIO MANAGEMENT BY REGISTERED INVESTMENT ADVISORS, WRAP MANAGER SPONSORS AND HEDGE FUND CUSTOMERS IN THE FIELDS OF SECURITIES, SECURITIES RESEARCH AND OTHER INVESTMENT PRODUCTS;NET EXCHANGE ADVISOR;advisor;

NETEXCHANGE ADVISOR

COMPUTER SOFTWARE FOR USE IN PORTFOLIO MANAGEMENT BY REGISTERED INVESTMENT ADVISORS, WRAP MANAGER SPONSORS, AND HEDGE FUND CUSTOMERS IN THE FIELD OF SECURITIES, SECURITIES RESEARCH AND OTHER INVESTMENT PRODUCTS;NET EXCHANGE ADVISOR;Color is not claimed as a feature of the mark.;

NETEXCHANGE CLIENT CUSTOM

OFFERING A WEB SITE OF INVESTMENT RELATED INFORMATION AND LINKS, OFFERED TO LOCAL BROKERS IN THE FIELD OF AUTOMATED SECURITIES BROKERAGE AND PROVIDING ON-LINE SECURITIES BROKERAGE;NET EXCHANGE CLIENT CUSTOM;CLIENT CUSTOM;

NETEXCHANGE CLIENT SELECT

OFFERING A WEB SITE OF INVESTMENT RELATED INFORMATION AND LINKS, OFFERED TO LOCAL BROKERS IN THE FIELD OF AUTOMATED SECURITIES BROKERAGE AND PROVIDING ONLINE SECURITIES BROKERAGE;NET EXCHANGE CLIENT SELECT;

NETEXCHANGE CLIENT VIEW

OFFERING A WEB SITE OF INVESTMENT RELATED INFORMATION AND LINKS, OFFERED TO LOCAL BROKERS IN THE FIELD OF AUTOMATED SECURITIES BROKERAGE AND PROVIDING ONLINE SECURITIES BROKERAGE;NET EXCHANGE CLIENT VIEW;

NETEXCHANGE INSTITUTIONAL

COMPUTER SOFTWARE FOR SECURITIES BROKERAGE IN THE FINANCIAL MANAGEMENT AND INVESTMENT AND MANAGEMENT INDUSTRY;OFFERING A WEB SITE OF INVESTMENT RELATED INFORMATION AND LINKS, OFFERED TO LOCAL BROKERS AND THEIR CUSTOMERS, IN THE FIELD OF AUTOMATED SECURITIES BROKERAGE AND PROVIDING ON-LINE SECURITIES BROKERAGE;NET EXCHANGE INSTITUTIONAL;INSTITUTIONAL;

NETEXCHANGE INSTITUTIONAL

COMPUTER SOFTWARE FOR SECURITIES BROKERAGE IN THE FINANCIAL MANAGEMENT AND INVESTMENT AND MANAGEMENT INDUSTRIES;OFFERING A WEB SITE OF INVESTMENT RELATED INFORMATION AND LINKS, OFFERED TO LOCAL BROKERS AND THEIR CUSTOMERS, IN THE FIELD OF AUTOMATED SECURITIES BROKERAGE AND PROVIDING ON-LINE SECURITIES BROKERAGE;NET EXCHANGE INSTITUTIONAL;INSTITUTIONAL;

NETEXCHANGE INVESTOR

PROVIDING A WEBSITE OF INVESTMENT RELATED INFORMATION TO CUSTOMERS OF REGISTERED INVESTMENT ADVISORS FOR PURPOSES OF OBTAINING INFORMATION REGARDING THEIR INVESTMENT PORTFOLIOS;NET EXCHANGE INVESTOR;INVESTOR;

NETEXCHANGE PRO ALERTS

Offering a website of investment related information and links, offered to local brokers and their customers, in the field of automated security brokerage and on-line security brokerage;NET EXCHANGE PRO ALERTS;PRO ALERTS;

NETX360

FINANCIAL SERVICES, NAMELY, PROVIDING INVESTMENT RELATED INFORMATION IN THE FIELD OF SECURITIES BROKERAGE VIA A WEBSITE ON THE INTERNET;NET X 360;PROVIDING A WEBSITE FEATURING TECHNOLOGY IN THE NATURE OF AN ONLINE PORTAL THAT ENABLES BROKER DEALER CUSTOMERS TO MANAGE ACCOUNT INFORMATION, ACCESS AND ANALYZE INDUSTRY AND MARKET INFORMATION AND ACCESS AUTOMATED SECURITIES BROKERAGE SERVICES;

NETX360

The mark consists of the letters NETX and the number 360, with a broken circle surrounding the number 360.;NET X 360;financial services, namely, providing investment related information in the field of securities brokerage via a website on the internet;Color is not claimed as a feature of the mark.;providing a website featuring technology in the nature of an online portal that enables broker dealer customers to manage account information, access and analyze industry and market information and access automated securities brokerage services;