PROSPECT CAPITAL INVESTMENT MANAGEMENT,LLC

PFAN

PROSPECT FINANCIAL ASSET MANAGEMENT;Financial advisory and consultancy services; Financial asset management; Funds investment;

PMAK

Investment management in the fields of loans to consumers and other borrowers originated through online platforms (or an affiliate) that provide a marketplace for lending (Marketplace Loans); Investment of funds; Investment of funds for others; Investment of funds for others in the fields of loans to consumers and other borrowers originated through online platforms (or an affiliate) that provide a marketplace for lending (Marketplace Loans); Financial investment in the field of loans to consumers and other borrowers originated through online platforms (or an affiliate) that provide a marketplace for lending (Marketplace Loans); Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financing loans for marketplace lending platforms; Funds investment; Management of a capital investment fund;

PROSPECT

Financial services, namely, asset management and financial advisory services;

PROSPECT CAPITAL CONVERTIBLE PREFERRED STOCK A

The mark consists of the words PROSPECT CAPITAL in blue text across the top of the logo. Next to the words PROSPECT CAPITAL is a light green triangle. Underneath PROSPECT CAPITAL are the words CONVERTIBLE PREFERRED in green text. Next to the words CONVERTIBLE PREFERRED is two green parallelograms. Underneath the words CONVERTIBLE PREFERRED at the bottom of the logo is a grey rectangle and the word STOCK in light green text, to the right of the grey rectangle. Next to the word STOCK is one irregular octagonal blue figure. The light green triangle, two green parallelograms, and blue irregular octagonal figure are arranged in a way that they create an A.;Electronic financial service for the purchase of savings bonds; Financial services in the nature of an investment security; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Investment management;The color(s) blue, green, light green, and grey is/are claimed as a feature of the mark.;CAPITAL CONVERTIBLE PREFERRED STOCK;