Roth Capital Partners, LLC

FINANCING INNOVATION

Financial services, namely, helping public companies in the small and micro-cap markets raise capital and create liquidity; Investment banking services targeted to public companies in the small and micro-cap markets; Trading services in the field of securities, finance, and investments, namely, brokerage of shares and other securities in the context of the small and micro-cap market; Financial advisory services provided to public companies in the small and micro-cap market; Financial consulting services provided to public companies in the small and micro-cap market; Banking services provided to public companies in the small and micro-cap market; Financial and investment research and analysis services provided to public companies in the small and micro-cap market; Money management services, namely, investment management and financial management services provided to public companies in the small and micro-cap market;Mergers and acquisitions advisory services, namely, acquisition and merger consultation provided to companies in the small and micro-cap markets; Marketing services, namely, business marketing services; Arranging and conducting investor conferences in the field of finance, investments, brokerage, banking, and insurance as it relates to the small and micro-cap markets;

OPENROUND

Providing a web-based on-line portal and database of investment opportunities and presentations in companies seeking capital investments from accredited qualified investors;OPEN ROUND;Business services, namely, facilitating the matching of potential accredited qualified private investors with companies needing funding;

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Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting educational conferences;ROTH;Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Investment management services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, insurance;Color is not claimed as a feature of the mark.;Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services;

R ROTH

Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting educational conferences;Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Investment management services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, insurance;as to ROTH;Color is not claimed as a feature of the mark.;Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services;The stippling is for shading purposes only.;

ROTH

Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance, and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, and insurance;Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services; Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting business conferences;

ROTH CAPITAL

Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Investment management services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, insurance;Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services; Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting business conferences;

ROTH CAPITAL

Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting business conferences;Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance, and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, and insurance;Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services;

ROTH CAPITAL PARTNERS

Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance, and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, and insurance;Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services; Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting business conferences;